Compliance Officer

Job Title: Compliance Officer

Location: Hong Kong

Overview

We are seeking a detail-oriented Compliance Officer to join a prestigious financial services organization in Hong Kong. This role is vital for ensuring that the company adheres to all regulatory requirements and internal policies. The ideal candidate will have a strong background in compliance, excellent analytical skills, and a commitment to maintaining the highest standards of integrity.

Key Responsibilities

• Regulatory Compliance:
  Monitor and ensure compliance with applicable laws, regulations, and industry standards related to financial services.

• Policy Development:
  Assist in the development, implementation, and maintenance of compliance policies and procedures to mitigate risks.

• Risk Assessment:
  Conduct regular compliance risk assessments and audits to identify potential gaps and recommend corrective actions.

• Training and Support:
  Provide training and guidance to employees on compliance policies and procedures, fostering a culture of compliance within the organization.

• Reporting:
  Prepare and submit regular compliance reports to senior management and regulatory authorities, highlighting key compliance issues and developments.

• Investigation:
  Conduct investigations into compliance breaches and non-conformance, ensuring appropriate actions are taken.

• Stakeholder Engagement:
  Collaborate with internal teams and external stakeholders, including regulatory bodies, to address compliance-related inquiries and concerns.

Qualifications

• Education:
  Bachelor’s degree in Finance, Law, Business Administration, or a related field; a professional compliance certification is a plus.

• Experience:
  3-5 years of experience in compliance, risk management, or related fields within the financial services industry.

• Regulatory Knowledge:
  Strong understanding of relevant regulations and compliance frameworks applicable to the financial sector.

• Analytical Skills:
  Excellent analytical and problem-solving abilities, with a keen attention to detail.

• Communication Skills:
  Strong verbal and written communication skills in English and Chinese, with the ability to convey complex compliance concepts clearly.

• Ethical Standards:
  A strong commitment to ethical conduct and integrity in all professional dealings.

Why Join This Organization?

This is an excellent opportunity to contribute to a leading firm committed to compliance and integrity in the financial services industry. If you are a proactive compliance professional looking to make a significant impact, we invite you to apply and join a team dedicated to excellence and regulatory adherence!